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Adviser: How I survived a 3-year ASIC audit

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Australian Broker | 13 Nov 2012, 04:00 AM Agree 0
Brokers may in future have to take a lesson from this financial adviser, who survived ASIC, as well as related personal and financial sacrifice
  • Daniel Blaine | 13 Nov 2012, 12:49 PM Agree 0
    ASIC is an ineffective time waster of an organisation. They spend too much time and effort on chasing minor players for petty breaches of regulations while disregarding rogues.I refer to Kell's comments this morning in relation to SMSFs being established for the sole purpose of property purchases. They are years behind the game
  • Scott Beattie | 13 Nov 2012, 03:39 PM Agree 0
    @ Daniel Blaine - message from ASIC - stay where you are, we will be in for an audit for you soon :)

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